01609WBG6

Alibaba Group Holding Limited

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A Chinese technology conglomerate that runs some of the world's largest online marketplaces, including Taobao and Tmall for shoppers and Alibaba.com for businesses buying from manufacturers, plus cloud computing and digital payment services. It was founded in 1999 by former English teacher Jack Ma and 17 co-founders, who launched the company from Ma's apartment in Hangzhou. The name comes from the tale of Ali Baba and the Forty Thieves: Ma tested it on a waitress in a San Francisco coffee shop, who instantly replied "Open Sesame."

CONVERTIBLEUnderlying: 9988CUSIP: 01609WBG6TechnologyCN1 derivative reporter

0.50% Convertible Senior Notes due 2031

Ownership Activity Financials Filings

Insiders

Ranked by how much each holding moved in the last 3 years

Tsai Joseph CDirector · 3 transactions

231.43M—

Granted 3.3K · Bought 1.44M

Jiang FangChief People Officer · 13 transactions

57.33M—

Granted 47.1K · Sold 21.7K

Wu YongmingChief Executive Officer, Director · 2 transactions

27.07M—

Granted 13.3K · Bought 350.0K

Wu Maggie WeiDirector · 2 transactions

21.67M—

Granted 40.8K

Yu SiyingGeneral Counsel · 10 transactions

8.80M—

Granted 61.1K · Sold 28.2K

Xu HongChief Financial Officer · 10 transactions

938.1K—

Granted 510.0K · Sold 229.5K

Jiang Fan (FJ)CEO of Business Group · 4 transactions

554.7K—

Granted 30.2K · Sold 13.6K

Evans J. MichaelPresident, Director · 4 transactions

28.0K—

Granted 748.0K

Insider	Stake change	Holds now	Granted / vested	Bought	Sold
Tsai Joseph CDirector · 3 transactions	—	231.43M	3.3K	1.44M	—
Jiang FangChief People Officer · 13 transactions	—	57.33M	47.1K	—	21.7K
Wu YongmingChief Executive Officer, Director · 2 transactions	—	27.07M	13.3K	350.0K	—
Wu Maggie WeiDirector · 2 transactions	—	21.67M	40.8K	—	—
Yu SiyingGeneral Counsel · 10 transactions	—	8.80M	61.1K	—	28.2K
Xu HongChief Financial Officer · 10 transactions	—	938.1K	510.0K	—	229.5K
Jiang Fan (FJ)CEO of Business Group · 4 transactions	—	554.7K	30.2K	—	13.6K
Evans J. MichaelPresident, Director · 4 transactions	—	28.0K	748.0K	—	—

Select a row to see that insider’s individual transactions. Sum of the holdings confirmed in the 12 months before this insider's last filing. A Form 4 reports a holding per line — held directly, or through a named trust, partnership or foundation, and in each share class separately — never a person’s total. Lines not restated in that time are left out and shown apart: an active filer restates what they still hold, so a line they did not restate is more often an entity since renamed, whose shares a successor line reports too. An amber marker means some were left out.