FCT

First Trust Senior Floating Rate Income Fund II

A closed-end investment fund that pooled money from everyday investors to buy senior secured floating-rate corporate loans — loans that pay interest that adjusts as market rates move. Managed by First Trust Advisors and traded on the New York Stock Exchange as FCT, its descriptive name spells out exactly what it did: "II" marked it as the firm's second fund with this loan-focused mandate. Organized as a Massachusetts business trust in 2004, it later merged into the First Trust Flexible Income ETF, carrying its loan portfolio along in the move.

ETPUnderlying: FCTCUSIP: 33733U1081 holder

Closed-end fund providing current income through senior floating rate loans

Ownership Activity Financials Filings

Insiders

Ranked by how much each holding moved in all recorded history

Merrill LYNCH, Pierce, Fenner & Smith Inc. +1 co-filer10% owner · 2 transactions

116.2K—

as of Jan 2009

Bought 400 · Sold 2.0K

Housey William A JrOfficer of Advisor, Port. Mgr. · 8 transactions

3.1K—

as of Sep 2019

Bought 4.0K

McGarel DavidOfficer-Investment Adviser · 1 transaction

2.0K—

as of May 2015

Bought 2.0K

Fries Scott DOfficer of Advisor, Port. Mgr. · 1 transaction

428—

as of Aug 2020

Bought 428

Lindquist Daniel JVice President · 1 transaction

200—

as of Jan 2012

Bought 200

Bowen James ADirector, Officer - Investment Advisor · 3 transactions

0—

as of Dec 2024

Bought 4.0K · Sold 4.0K

Kadlec Thomas RDirector · 2 transactions

0—

as of Dec 2021

Bought 600 · Sold 719.39

Insider	Stake change	Holds now	Granted / vested	Bought	Sold
Merrill LYNCH, Pierce, Fenner & Smith Inc. +1 co-filer10% owner · 2 transactions	—	116.2Kas of Jan 2009	—	400	2.0K
Housey William A JrOfficer of Advisor, Port. Mgr. · 8 transactions	—	3.1Kas of Sep 2019	—	4.0K	—
McGarel DavidOfficer-Investment Adviser · 1 transaction	—	2.0Kas of May 2015	—	2.0K	—
Fries Scott DOfficer of Advisor, Port. Mgr. · 1 transaction	—	428as of Aug 2020	—	428	—
Lindquist Daniel JVice President · 1 transaction	—	200as of Jan 2012	—	200	—
Bowen James ADirector, Officer - Investment Advisor · 3 transactions	—	0as of Dec 2024	—	4.0K	4.0K
Kadlec Thomas RDirector · 2 transactions	—	0as of Dec 2021	—	600	719.39

Select a row to see that insider’s individual transactions. Sum of the holdings confirmed in the 12 months before this insider's last filing. A Form 4 reports a holding per line — held directly, or through a named trust, partnership or foundation, and in each share class separately — never a person’s total. Lines not restated in that time are left out and shown apart: an active filer restates what they still hold, so a line they did not restate is more often an entity since renamed, whose shares a successor line reports too. An amber marker means some were left out.