GS Filings — The Goldman Sachs Group, Inc. - FilingSpy
GS
The Goldman Sachs Group, Inc.
A global financial institution that advises companies on mergers, underwrites stock and bond offerings, trades fixed income and equities, manages assets and wealth, and lends to corporations and institutions. Founded in 1869 by immigrant Marcus Goldman in a one-room New York office, it took the name Goldman Sachs when his son-in-law Samuel Sachs joined. In 2019 it issued its first-ever credit card, the Apple Card, powered by its consumer brand Marcus.
Goldman Sachs eliminates Series U preferred stock after full redemption on August 10, 2026.
The Series AA preferred stock carries a 6.500% Fixed-Rate Reset Non-Cumulative dividend rate.
Show detailsHide details
On August 11, 2026, Goldman Sachs filed a Certificate of Elimination with Delaware to remove all Series U Preferred Stock provisions from its Restated Certificate of Incorporation.
All outstanding shares of the 3.65% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series U were redeemed on August 10, 2026.
A Restated Certificate of Incorporation was also filed on August 11, 2026, reflecting the new Series AA preferred stock terms and the elimination of Series U.
The filing was made under Item 5.03 (Amendments to Articles of Incorporation or Bylaws) and includes exhibits 3.1 and 3.2.
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year · 9.01 Financial Statements and Exhibits
Goldman Sachs files certificate to issue 6.500% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series AA
On July 23, 2026, The Goldman Sachs Group, Inc. filed a Certificate of Designations with the Delaware Secretary of State establishing the terms of its 6.500% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series AA, with a $25,000 per share liquidation preference.
Show detailsHide details
The filing restricts the company's ability to declare or pay dividends on, or purchase, redeem, or otherwise acquire, its common stock if it fails to pay dividends on the Series AA Preferred Stock.
The Series AA Preferred Stock is being offered through depositary shares under the company's existing Form S-3 registration statement (File No. 333-284538).
Exhibits include the Certificate of Designations, form of preferred stock certificate, and an opinion from Sullivan & Cromwell LLP.
The report was filed under Items 3.03 and 5.03 because the new preferred stock modifies security holder rights and amends the company's articles of incorporation.
3.03 Material Modification to Rights of Security Holders · 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year · 9.01 Financial Statements and Exhibits
Goldman Sachs launches proposed public offering of Series AA preferred depositary shares, may redeem Series U preferred.
The offering is subject to pricing, which has not yet occurred, and there is no assurance it will price or close.
Show detailsHide details
On July 20, 2026, Goldman Sachs announced a proposed public offering of depositary shares, each representing 1/25th interest in a share of new Fixed-Rate Reset Non-Cumulative Preferred Stock, Series AA.
If the offering closes, Goldman Sachs intends to use a portion of net proceeds to redeem all outstanding 3.65% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series U, with a $25,000 liquidation preference per share.
Any redemption of Series U preferred stock is subject to market conditions and other considerations; the company will announce any decision by press release and a formal notice of redemption.
The offering is described in a preliminary prospectus supplement dated July 20, 2026, filed with the SEC; the 8-K does not constitute an offer to sell the depositary shares.
Goldman Sachs plans to raise common dividend to $5.00 per share after CCAR 2026 results
The firm's stress capital buffer will remain 3.4% through September 30, 2027, and the Standardized CET1 ratio requirement will remain 11.4%.
Show detailsHide details
The Federal Reserve released its 2026 CCAR results on June 24, 2026, showing Goldman Sachs remains well capitalized.
Goldman Sachs intends to increase its common dividend from $4.50 to $5.00 per share starting July 1, 2026, an 11% increase from current levels and 25% above the prior year.
The dividend increase is subject to approval by the Board of Directors at its scheduled third quarter meeting.
Chairman and CEO David Solomon commented on the strength of earnings and capital position.
8.01 Other Events · 9.01 Financial Statements and Exhibits
Goldman Sachs issues $5B in fixed/floating-rate notes due 2032 and 2037
The notes were issued under the company's shelf registration statement on Form S-3 (File No. 333-284538).
Show detailsHide details
The Goldman Sachs Group, Inc. issued $2.5 billion of 4.972% Fixed/Floating Rate Notes due 2032 and $2.5 billion of 5.425% Fixed/Floating Rate Notes due 2037 on June 3, 2026.
The 8-K filing includes exhibits: an opinion and consent of Sullivan & Cromwell LLP relating to the securities, and inline XBRL cover page data.
The filing is made under Item 9.01 to provide financial statements and exhibits related to the debt issuance.
Goldman Sachs eliminates Series T preferred stock after full redemption
On May 11, 2026, The Goldman Sachs Group, Inc. filed a Certificate of Elimination with the Delaware Secretary of State to remove all matters related to its 3.80% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series T from its Restated Certificate of Incorporation.
Show detailsHide details
All outstanding shares of the Series T Preferred Stock were redeemed on May 10, 2026.
A Restated Certificate of Incorporation reflecting the elimination of the Series T Preferred Stock was also filed with the Delaware Secretary of State on May 11, 2026.
The Certificate of Elimination and the Restated Certificate of Incorporation are included as Exhibits 3.1 and 3.2 to the Form 8-K.
The report was filed under Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year) and Item 9.01 (Financial Statements and Exhibits).
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year · 9.01 Financial Statements and Exhibits