Hercules Capital, Inc.
Could not find a ticker for this position, may be a filing error
A specialty finance company that lends money to fast-growing startups in technology, life sciences, and renewable energy — a practice known as venture lending. It was founded in 2003 by former executives of Comdisco, a collapsed tech leasing firm, who rose from that company's ashes like the mythical phoenix. The name "Hercules" evokes the strongman of Greek myth, chosen to signal the reliability it offers growing businesses.
4.375% Convertible Notes due 2022
Granted 6.97M · Bought 49.8K · Sold 449.7K
Granted 4.77M · Bought 93.5K · Sold 293.1K
Granted 637.1K · Bought 14.0K
Granted 15.7K
Granted 1.23M · Bought 4.8K · Sold 485.3K
Granted 137.8K · Bought 82.3K
Granted 200.1K · Bought 1.1K · Sold 28.5K
Granted 112.4K · Bought 89.0K · Sold 15.0K
Granted 133.0K · Bought 6.3K · Sold 1.3K
Granted 305.5K · Bought 66.7K · Sold 35.0K
Granted 52.5K · Bought 52.8K
Granted 194.7K · Sold 47.0K
Granted 43.2K · Bought 40.0K
Granted 134.1K · Sold 25.7K
Granted 115.8K · Bought 1.3K
Granted 43.4K · Bought 26.4K
Granted 92.4K · Bought 3.1K
Granted 93.7K · Sold 17.0K
Granted 151.2K
Granted 52.3K
Granted 23.4K · Bought 19.0K
Granted 114.1K
Granted 62.1K
Granted 38.3K · Sold 17.5K
Granted 28.2K
Granted 4.0K · Bought 23.7K
Granted 35.5K
Granted 12.6K · Bought 8.9K
Granted 19.8K
Granted 8.5K · Bought 1.8K
Granted 14.5K · Bought 3.9K · Sold 1.3K
Granted 11.6K
Bought 10.1K
Granted 8.6K
Granted 8.2K
Granted 7.9K
Granted 4.0K
| Insider | Stake change | Holds now | Granted / vested | Bought | Sold |
|---|---|---|---|---|---|
| Bluestein ScottChief Executive Officer · 312 transactions | — | 2.50M | 6.97M | 49.8K | 449.7K |
| Ding Chun R +7 co-filersReporting owner · 3 transactions | — | 2.12Mas of Apr 2006 | — | — | — |
| Farallon Capital Institutional Partners II LP +8 co-filersReporting owner · 3 transactions | — | 2.12Mas of Apr 2006 | — | — | — |
| Henriquez Manuel ADirector · 245 transactions | — | 1.31Mas of May 2019 | 4.77M | 93.5K | 293.1K |
| Meyer Seth HChief Financial Officer · 60 transactions | — | 442.1K | 637.1K | 14.0K | — |
| Woodward Allyn CDirector · 9 transactions | — | 262.3Kas of May 2018 | 15.7K | — | — |
| Shah ParagSenior Managing Director · 206 transactions | — | 249.6Kas of Dec 2014 | 1.23M | 4.8K | 485.3K |
| Woodward Allyn C JrDirector · 51 transactions | — | 246.6Kas of Sep 2016 | 137.8K | 82.3K | — |
| Bhaumik SamSenior Managing Director · 33 transactions | — | 196.3Kas of Sep 2011 | 200.1K | 1.1K | 28.5K |
| Fallon Thomas JDirector · 81 transactions | — | 163.6K | 112.4K | 89.0K | 15.0K |
| Follmann ChristianChief Operating Officer · 59 transactions | — | 149.1K | 133.0K | 6.3K | 1.3K |
| Badavas Robert PDirector · 112 transactions | — | 131.0K | 305.5K | 66.7K | 35.0K |
| Chow Joseph WDirector · 32 transactions | — | 124.3Kas of Dec 2013 | 52.5K | 52.8K | — |
| Baron Jessica TCFO · 202 transactions | — | 98.3Kas of Jun 2015 | 194.7K | — | 47.0K |
| Crowell Gayle ADirector · 41 transactions | — | 97.6K | 43.2K | 40.0K | — |
| Jaquez-Fissori ToddSenior Managing Director · 32 transactions | — | 94.5Kas of Apr 2013 | 134.1K | — | 25.7K |
| Botelho Kiersten ZazaChief Legal Officer & CCO · 31 transactions | — | 91.4K | 115.8K | 1.3K | — |
| Loo WadeDirector · 50 transactions | — | 88.7K | 43.4K | 26.4K | — |
| Lund David MichaelVP of Fin & Corporate Controll · 16 transactions | — | 73.4Kas of May 2011 | 92.4K | 3.1K | — |
| Harvey H ScottChief Legal Officer & Sec · 59 transactions | — | 73.2Kas of Aug 2012 | 93.7K | — | 17.0K |
| Grace MelanieGeneral Counsel & CCO · 108 transactions | — | 66.1Kas of Aug 2021 | 151.2K | — | — |
| Koenig Bradford C.Director · 35 transactions | — | 62.0Kas of Nov 2022 | 52.3K | — | — |
| Aguirre DeAnneDirector · 14 transactions | — | 60.0K | 23.4K | 19.0K | — |
| Harris Mark RChief Financial Officer · 15 transactions | — | 52.6Kas of Oct 2017 | 114.1K | — | — |
| Hoffman Joseph FDirector · 15 transactions | — | 50.6Kas of May 2021 | 62.1K | — | — |
| Denomme MarkSenior Managing Director · 8 transactions | — | 38.3Kas of Dec 2010 | 38.3K | — | 17.5K |
| Olson AndrewVP Finance &, Sr Controller · 14 transactions | — | 30.4K | 28.2K | — | — |
| Theodosopoulos NikosDirector · 8 transactions | — | 29.4K | 4.0K | 23.7K | — |
| Ho Doreen WooDirector · 15 transactions | — | 27.2Kas of Aug 2021 | 35.5K | — | — |
| Randhawa Paramjeet KDirector · 7 transactions | — | 22.5K | 12.6K | 8.9K | — |
| Lake Robert CChief Credit Officer · 1 transaction | — | 19.8Kas of May 2015 | 19.8K | — | — |
| Stettenbenz ShaneChief Technology Officer · 8 transactions | — | 17.1Kas of Feb 2008 | 8.5K | 1.8K | — |
| Foster Carol LDirector · 14 transactions | — | 17.0Kas of May 2021 | 14.5K | 3.9K | 1.3K |
| Lyons Susanne DDirector · 4 transactions | — | 11.6Kas of Sep 2016 | 11.6K | — | — |
| Gable ScottChief Operating Officer · 1 transaction | — | 10.1Kas of Nov 2010 | — | 10.1K | — |
| Titinger JorgeDirector · 9 transactions | — | 8.6Kas of May 2020 | 8.6K | — | — |
| Waldt Gerard R Jr.Interim Chief Accounting Off · 4 transactions | — | 8.2Kas of Aug 2018 | 8.2K | — | — |
| Ferguson Rodney ADirector · 3 transactions | — | 7.9Kas of Dec 2015 | 7.9K | — | — |
| Penney MichaelGeneral Counsel · 1 transaction | — | 4.0Kas of Apr 2014 | 4.0K | — | — |
Select a row to see that insider’s individual transactions. Sum of the holdings confirmed in the 12 months before this insider's last filing. A Form 4 reports a holding per line — held directly, or through a named trust, partnership or foundation, and in each share class separately — never a person’s total. Lines not restated in that time are left out and shown apart: an active filer restates what they still hold, so a line they did not restate is more often an entity since renamed, whose shares a successor line reports too. An amber marker means some were left out.
Net open-market activity over all recorded history: -818.3K shares. Grants, option exercises and tax withholding are excluded — they are compensation mechanics, not decisions to buy or sell.