Lpl Financial Holdings Inc.
One of the largest independent broker-dealers in the US, LPL Financial provides the technology, clearing, and compliance backbone that lets thousands of independent financial advisors run their own practices without pushing proprietary products. Its name is a mash-up of its two founding firms, Linsco and Private Ledger, which merged in 1989—both born decades earlier as feisty alternatives to the big Wall Street houses. One predecessor, Private Ledger, was built on the quirky motto of treating clients like friends.
Granted 372.3K · Sold 242.7K
Granted 4.9K
Granted 73.7K · Sold 26.2K
Granted 110.6K · Sold 102.6K
Granted 6.1K
Granted 65.7K · Sold 43.0K
Granted 5.7K
Granted 96.2K · Sold 88.6K
Granted 5.6K · Bought 2.8K
Granted 40.7K · Sold 24.5K
Granted 182.6K · Sold 143.5K
Granted 13.1K
Granted 3.7K
Granted 5.4K
Granted 38.9K · Sold 16.2K
Sold 3.0K
Granted 5.8K
Granted 3.7K
Granted 13.6K · Sold 1.3K
Granted 9.6K · Sold 3.2K
Granted 2.5K · Bought 920
Granted 7.5K
Granted 6.1K · Sold 4.4K
Granted 2.8K
Granted 3.3K
Granted 454
Granted 1.9K
Granted 1.8K
Granted 851
| Insider | Stake change | Holds now | Granted / vested | Bought | Sold |
|---|---|---|---|---|---|
| Arnold Dan H.President & CEO, Director · 74 transactions | -21.2% | 142.6Kas of Jun 2024 | 372.3K | — | 242.7K |
| Putnam James SDirector · 34 transactions | +3.6% | 137.3K | 4.9K | — | — |
| Steinmeier RichardChief Executive Officer · 31 transactions | — | 67.2K | 73.7K | — | 26.2K |
| White George BurtonManaging Director · 12 transactions | +17% | 54.5Kas of Feb 2022 | 110.6K | — | 102.6K |
| Schifter Richard PDirector · 72 transactions | — | 44.0K | 6.1K | — | — |
| Larsen Sallie R.Managing Director · 15 transactions | +308.8% | 38.7Kas of Nov 2023 | 65.7K | — | 43.0K |
| Mulcahy Anne MDirector · 10 transactions | +18.8% | 37.1K | 5.7K | — | — |
| Oroschakoff MichelleManaging Director · 42 transactions | -30.1% | 27.7Kas of Feb 2023 | 96.2K | — | 88.6K |
| Glavin William Francis JrDirector · 39 transactions | — | 26.8K | 5.6K | 2.8K | — |
| Gates GregGroup Managing Director · 92 transactions | +3.4% | 23.6K | 40.7K | — | 24.5K |
| Audette Matthew JPresident and CFO · 76 transactions | +59.8% | 19.8K | 182.6K | — | 143.5K |
| Semerjian DaytonManaging Director · 4 transactions | +45.8% | 19.1Kas of Feb 2023 | 13.1K | — | — |
| Eberhart PaulettDirector · 33 transactions | -16.2% | 17.8K | 3.7K | — | — |
| Bernard Edward CDirector · 35 transactions | +49.7% | 16.3K | 5.4K | — | — |
| Enyedi MatthewGroup Managing Director · 30 transactions | +122.6% | 15.8K | 38.9K | — | 16.2K |
| Fandrey EdwardManaging Director · 8 transactions | -27.9% | 15.3Kas of Feb 2022 | — | — | 3.0K |
| Thomas Corey E.Director · 36 transactions | +64.3% | 14.9K | 5.8K | — | — |
| Mnookin AllisonDirector · 31 transactions | +45.7% | 11.8K | 3.7K | — | — |
| Sethi KabirManaging Director · 8 transactions | — | 10.2Kas of Feb 2024 | 13.6K | — | 1.3K |
| Jambusaria AneriGroup Managing Director · 20 transactions | — | 6.4K | 9.6K | — | 3.2K |
| Simonich BrentPrincipal Accounting Officer · 5 transactions | +44.5% | 5.7Kas of Feb 2023 | 2.5K | 920 | — |
| Brown AltheaManaging Director · 5 transactions | — | 5.4Kas of Feb 2025 | 7.5K | — | — |
| Cohen Marc EliotGroup Managing Director · 12 transactions | — | 4.4K | 6.1K | — | 4.4K |
| Morningstar MatthewGroup Managing Director · 2 transactions | — | 3.4K | 2.8K | — | — |
| Ko Albert JDirector · 6 transactions | — | 3.3K | 3.3K | — | — |
| Reeping KatharinePrincipal Accounting Officer · 4 transactions | — | 2.2K | 454 | — | — |
| Field EmilyGroup Managing Director · 2 transactions | — | 1.9K | 1.9K | — | — |
| Dadyar SaraManaging Director · 1 transaction | — | 1.8Kas of Feb 2025 | 1.8K | — | — |
| Khanna SomeshDirector · 2 transactions | — | 851 | 851 | — | — |
Select a row to see that insider’s individual transactions. Sum of the holdings confirmed in the 12 months before this insider's last filing. A Form 4 reports a holding per line — held directly, or through a named trust, partnership or foundation, and in each share class separately — never a person’s total. Lines not restated in that time are left out and shown apart: an active filer restates what they still hold, so a line they did not restate is more often an entity since renamed, whose shares a successor line reports too. An amber marker means some were left out.
Net open-market activity over the last 5 years: -695.6K shares. Grants, option exercises and tax withholding are excluded — they are compensation mechanics, not decisions to buy or sell.