Lpl Financial Holdings Inc.
One of the largest independent broker-dealers in the US, LPL Financial provides the technology, clearing, and compliance backbone that lets thousands of independent financial advisors run their own practices without pushing proprietary products. Its name is a mash-up of its two founding firms, Linsco and Private Ledger, which merged in 1989—both born decades earlier as feisty alternatives to the big Wall Street houses. One predecessor, Private Ledger, was built on the quirky motto of treating clients like friends.
Sold 7.25M
Bought 7.25M · Sold 9.05M
Granted 3.0K
Granted 10.4K · Sold 2.30M
Granted 3.2K
Granted 1.69M · Sold 455.1K
Granted 2.63M · Sold 1.73M
Granted 143.4K · Sold 259.1K
Granted 8.1K
Granted 839.0K · Sold 599.1K
Granted 847.8K · Sold 785.6K
Granted 871.3K · Sold 1.18M
Granted 69.4K · Sold 10.1K
Granted 4.60M · Bought 21.1K · Sold 3.06M
Granted 114.7K · Sold 37.0K
Granted 16.7K
Granted 167.7K · Bought 20.0K · Sold 130.0K
Granted 421.7K · Sold 345.4K
Granted 25.5K
Granted 46.8K
Granted 66.4K
Granted 126.5K · Sold 98.7K
Sold 6.9K
Granted 115.2K · Sold 67.9K
Granted 37.4K
Granted 223.2K · Sold 177.3K
Granted 360.5K · Sold 307.0K
Granted 24.1K · Bought 2.8K
Granted 61.3K · Sold 18.1K
Granted 40.7K · Sold 24.5K
Granted 32.9K
Granted 17.3K · Bought 4.8K
Granted 326.3K · Sold 231.8K
Granted 30.4K
Granted 94.4K · Sold 77.2K
Granted 24.9K
Granted 11.3K
Granted 52.2K · Sold 26.3K
Granted 28.2K · Sold 6.8K
Granted 14.9K
Granted 3.6K
Granted 6.4K · Sold 6.4K
Granted 84.8K · Sold 71.9K
Granted 11.2K
Granted 11.8K
Granted 17.6K · Sold 5.0K
Granted 13.6K · Sold 1.3K
Granted 48.2K · Sold 38.3K
Granted 64.0K · Sold 49.0K
Granted 16.7K · Bought 100 · Sold 10.7K
Granted 32.9K · Sold 24.9K
Granted 5.2K · Bought 2.0K
Granted 2.0K
Granted 9.6K · Sold 3.2K
Granted 4.5K · Bought 2.8K
Granted 7.5K
Granted 6.1K · Sold 4.4K
Granted 2.8K
Granted 3.3K
Granted 3.2K
Granted 454
Granted 1.9K
Granted 1.8K
Granted 1.8K
Granted 4.9K
Granted 851
Granted 100
Granted 13.3K · Sold 13.3K
| Insider | Stake change | Holds now | Granted / vested | Bought | Sold |
|---|---|---|---|---|---|
| Hellman & Friedman Capital V LP +4 co-filersDirector, 10% owner · 11 transactions | — | 12.64Mas of May 2013 | — | — | 7.25M |
| Bonderman David +2 co-filersFormer 10% Owner · 19 transactions | — | 8.79Mas of Dec 2015 | — | 7.25M | 9.05M |
| Hellman & Friedman Capital V LP +3 co-filersDirector, 10% owner, Director · 8 transactions | — | 4.12Mas of Feb 2012 | 3.0K | — | — |
| Hellman MarcoDirector · 10 transactions | — | 2.92Mas of Mar 2018 | 10.4K | — | 2.30M |
| Hellman & Friedman Capital V LP +5 co-filersDirector, 10% owner · 1 transaction | — | 2.27Mas of Feb 2013 | 3.2K | — | — |
| Dwyer William E IIIPresident, Nat'l Sales · 33 transactions | — | 1.03Mas of Feb 2013 | 1.69M | — | 455.1K |
| Stearns Esther MPresident & COO · 16 transactions | — | 616.9Kas of Feb 2012 | 2.63M | — | 1.73M |
| Brown Stephanie LMD & General Counsel · 21 transactions | — | 545.8Kas of Feb 2013 | 143.4K | — | 259.1K |
| Thorpe Allen RDirector · 8 transactions | — | 433.0Kas of Aug 2013 | 8.1K | — | — |
| Eaton JonathanMD, Custom Clearing Services · 51 transactions | — | 199.1Kas of Apr 2012 | 839.0K | — | 599.1K |
| Arnold Dan H.President & CEO, Director · 172 transactions | — | 142.6Kas of Jun 2024 | 847.8K | — | 785.6K |
| Putnam James SDirector · 113 transactions | — | 137.3K | 871.3K | — | 1.18M |
| Riepe James SDirector · 51 transactions | — | 131.2Kas of Apr 2020 | 69.4K | — | 10.1K |
| Casady Mark SDirector · 35 transactions | — | 131.0Kas of Mar 2017 | 4.60M | 21.1K | 3.06M |
| Steinmeier RichardChief Executive Officer · 42 transactions | — | 67.2K | 114.7K | — | 37.0K |
| Boyce Richard WDirector · 12 transactions | — | 60.0Kas of May 2015 | 16.7K | — | — |
| Moore Robert J.President · 9 transactions | — | 56.7Kas of Feb 2015 | 167.7K | 20.0K | 130.0K |
| White George BurtonManaging Director · 80 transactions | — | 54.5Kas of Feb 2022 | 421.7K | — | 345.4K |
| Brennan John JosephDirector · 16 transactions | — | 45.9Kas of Mar 2017 | 25.5K | — | — |
| Schifter Richard PDirector · 133 transactions | — | 44.0K | 46.8K | — | — |
| Bergers David P.Managing Director · 17 transactions | — | 43.4Kas of Mar 2017 | 66.4K | — | — |
| Gooley ThomasManaging Director · 28 transactions | — | 39.2Kas of Mar 2019 | 126.5K | — | 98.7K |
| Abood Denise M.MD, Human Capital · 1 transaction | — | 39.1Kas of Nov 2010 | — | — | 6.9K |
| Larsen Sallie R.Managing Director · 57 transactions | — | 38.7Kas of Nov 2023 | 115.2K | — | 67.9K |
| Mulcahy Anne MDirector · 27 transactions | — | 37.1K | 37.4K | — | — |
| Oroschakoff MichelleManaging Director · 113 transactions | — | 27.7Kas of Feb 2023 | 223.2K | — | 177.3K |
| Kalbaugh John AndrewManaging Director · 77 transactions | — | 27.5Kas of Feb 2021 | 360.5K | — | 307.0K |
| Glavin William Francis JrDirector · 83 transactions | — | 26.8K | 24.1K | 2.8K | — |
| Seese ScottManaging Director · 18 transactions | — | 24.2Kas of Jun 2021 | 61.3K | — | 18.1K |
| Gates GregGroup Managing Director · 92 transactions | — | 23.6K | 40.7K | — | 24.5K |
| Fetter VictorManaging Director · 16 transactions | — | 23.3Kas of Mar 2017 | 32.9K | — | — |
| Dinh Viet DDirector · 26 transactions | — | 22.2Kas of Aug 2018 | 17.3K | 4.8K | — |
| Audette Matthew JPresident and CFO · 127 transactions | — | 19.8K | 326.3K | — | 231.8K |
| Semerjian DaytonManaging Director · 10 transactions | — | 19.1Kas of Feb 2023 | 30.4K | — | — |
| Morrissey William P. Jr.Managing Director · 26 transactions | — | 18.1Kas of Mar 2018 | 94.4K | — | 77.2K |
| Eberhart PaulettDirector · 62 transactions | — | 17.8K | 24.9K | — | — |
| Bernard Edward CDirector · 51 transactions | — | 16.3K | 11.3K | — | — |
| Enyedi MatthewGroup Managing Director · 44 transactions | — | 15.8K | 52.2K | — | 26.3K |
| Fandrey EdwardManaging Director · 14 transactions | — | 15.3Kas of Feb 2022 | 28.2K | — | 6.8K |
| Thomas Corey E.Director · 62 transactions | — | 14.9K | 14.9K | — | — |
| Hellman & Friedman Capital V LP +4 co-filersDirector, 10% owner · 1 transaction | — | 13.5Kas of Nov 2012 | 3.6K | — | — |
| Handelsman SharynMD, Chief Compliance Officer · 3 transactions | — | 12.9Kas of Jun 2015 | 6.4K | — | 6.4K |
| Stiefler Jeffrey EDirector · 11 transactions | — | 12.8Kas of Nov 2013 | 84.8K | — | 71.9K |
| Parker RyanMD, Invstmt & Planning Solutns · 6 transactions | — | 11.9Kas of Mar 2016 | 11.2K | — | — |
| Mnookin AllisonDirector · 43 transactions | — | 11.8K | 11.8K | — | — |
| Thomas LuxActing Chief Financial Officer · 11 transactions | — | 10.4Kas of May 2015 | 17.6K | — | 5.0K |
| Sethi KabirManaging Director · 8 transactions | — | 10.2Kas of Feb 2024 | 13.6K | — | 1.3K |
| Bruton DerekMD, Independent Advisor Svcs · 8 transactions | — | 9.4Kas of Feb 2014 | 48.2K | — | 38.3K |
| Calder TracyManaging Director · 19 transactions | — | 8.1Kas of Nov 2019 | 64.0K | — | 49.0K |
| Buchheister Jeffrey R.EVP, Chief Accounting Officer · 10 transactions | — | 7.3Kas of Mar 2016 | 16.7K | 100 | 10.7K |
| Helliker MarkMD, Client Support Services · 8 transactions | — | 7.0Kas of Mar 2015 | 32.9K | — | 24.9K |
| Khoury Joan DMD, Chief Marketing Officer · 4 transactions | — | 6.8Kas of Feb 2014 | 5.2K | 2.0K | — |
| Schott Mary FrancesMD, Client Expernce & Training · 4 transactions | — | 6.4Kas of Mar 2015 | 2.0K | — | — |
| Jambusaria AneriGroup Managing Director · 20 transactions | — | 6.4K | 9.6K | — | 3.2K |
| Simonich BrentPrincipal Accounting Officer · 7 transactions | — | 5.7Kas of Feb 2023 | 4.5K | 2.8K | — |
| Brown AltheaManaging Director · 5 transactions | — | 5.4Kas of Feb 2025 | 7.5K | — | — |
| Cohen Marc EliotGroup Managing Director · 12 transactions | — | 4.4K | 6.1K | — | 4.4K |
| Morningstar MatthewGroup Managing Director · 2 transactions | — | 3.4K | 2.8K | — | — |
| Ko Albert JDirector · 6 transactions | — | 3.3K | 3.3K | — | — |
| Ragatz Erik D.Director · 2 transactions | — | 3.2Kas of Dec 2011 | 3.2K | — | — |
| Reeping KatharinePrincipal Accounting Officer · 4 transactions | — | 2.2K | 454 | — | — |
| Field EmilyGroup Managing Director · 2 transactions | — | 1.9K | 1.9K | — | — |
| Dadyar SaraManaging Director · 1 transaction | — | 1.8Kas of Feb 2025 | 1.8K | — | — |
| McDermott John J.MD, Chief Risk Ofc. · 1 transaction | — | 1.8Kas of Feb 2013 | 1.8K | — | — |
| Goldstein Jeffrey ADirector · 3 transactions | — | 1.6Kas of Feb 2013 | 4.9K | — | — |
| Hellman & Friedman LLC +4 co-filersDirector, 10% owner · 4 transactions | — | 1.5Kas of Aug 2013 | — | — | — |
| Khanna SomeshDirector · 2 transactions | — | 851 | 851 | — | — |
| Maher BillManaging Director · 1 transaction | — | 100as of Dec 2008 | 100 | — | — |
| Feeney ChristopherMD, Chief Information Officer · 4 transactions | — | 0as of Dec 2012 | 13.3K | — | 13.3K |
Select a row to see that insider’s individual transactions. Sum of the holdings confirmed in the 12 months before this insider's last filing. A Form 4 reports a holding per line — held directly, or through a named trust, partnership or foundation, and in each share class separately — never a person’s total. Lines not restated in that time are left out and shown apart: an active filer restates what they still hold, so a line they did not restate is more often an entity since renamed, whose shares a successor line reports too. An amber marker means some were left out.
Net open-market activity over all recorded history: -21.17M shares. Grants, option exercises and tax withholding are excluded — they are compensation mechanics, not decisions to buy or sell.