Lpl Financial Holdings Inc.
One of the largest independent broker-dealers in the US, LPL Financial provides the technology, clearing, and compliance backbone that lets thousands of independent financial advisors run their own practices without pushing proprietary products. Its name is a mash-up of its two founding firms, Linsco and Private Ledger, which merged in 1989—both born decades earlier as feisty alternatives to the big Wall Street houses. One predecessor, Private Ledger, was built on the quirky motto of treating clients like friends.
Granted 732
Granted 1.1K
Granted 1.1K
Granted 742
Granted 7.2K · Sold 4.1K
Sold 1.6K
Granted 722
Granted 1.1K
Granted 1.1K
Granted 718
Sold 616
Granted 2.2K · Sold 3.3K
Granted 712
Granted 712
| Insider | Stake change | Holds now | Granted / vested | Bought | Sold |
|---|---|---|---|---|---|
| Putnam James SDirector · 4 transactions | +0.5% | 137.3K | 732 | — | — |
| Schifter Richard PDirector · 4 transactions | +2.6% | 44.0K | 1.1K | — | — |
| Mulcahy Anne MDirector · 2 transactions | +2% | 37.1K | 1.1K | — | — |
| Glavin William Francis JrDirector · 3 transactions | +2.8% | 26.8K | 742 | — | — |
| Gates GregGroup Managing Director · 3 transactions | +31.4% | 23.6K | 7.2K | — | 4.1K |
| Audette Matthew JPresident and CFO · 6 transactions | -9.3% | 19.8K | — | — | 1.6K |
| Eberhart PaulettDirector · 3 transactions | +4.2% | 17.8K | 722 | — | — |
| Bernard Edward CDirector · 4 transactions | +7% | 16.3K | 1.1K | — | — |
| Thomas Corey E.Director · 4 transactions | +7.8% | 14.9K | 1.1K | — | — |
| Mnookin AllisonDirector · 3 transactions | +6.5% | 11.8K | 718 | — | — |
| Jambusaria AneriGroup Managing Director · 2 transactions | -0.5% | 6.4K | — | — | 616 |
| Cohen Marc EliotGroup Managing Director · 4 transactions | -20.6% | 4.4K | 2.2K | — | 3.3K |
| Ko Albert JDirector · 1 transaction | +46.1% | 3.3K | 712 | — | — |
| Khanna SomeshDirector · 1 transaction | +512.2% | 851 | 712 | — | — |
Select a row to see that insider’s individual transactions. Sum of the holdings confirmed in the 12 months before this insider's last filing. A Form 4 reports a holding per line — held directly, or through a named trust, partnership or foundation, and in each share class separately — never a person’s total. Lines not restated in that time are left out and shown apart: an active filer restates what they still hold, so a line they did not restate is more often an entity since renamed, whose shares a successor line reports too. An amber marker means some were left out.
Net open-market activity over the last 6 months: -9.6K shares. Grants, option exercises and tax withholding are excluded — they are compensation mechanics, not decisions to buy or sell.