Ameriprise Financial Inc
A diversified financial services firm, Ameriprise helps millions of retail clients plan and invest through a network of more than ten thousand financial advisors, while its Columbia Threadneedle Investments arm manages money for institutions worldwide and its RiverSource brand sells annuities and life insurance. It traces its roots to 1894, when John Tappan founded Investors Syndicate in Minneapolis to let everyday households save through installment investment certificates. After American Express bought the business in 1984 and spun it off in 2005, the new company took the name Ameriprise—a blend of "American" and "rise" meant to evoke helping clients climb toward their goals.
Granted 721.6K · Sold 280.7K
Granted 14.2K
Granted 14.0K · Sold 7.9K
Granted 228.5K · Sold 93.2K
Granted 6.4K · Sold 8.7K
Granted 28.1K · Sold 17.2K
Sold 11.2K
Granted 121.2K · Sold 56.0K
Granted 292.5K · Sold 115.1K
Granted 20.2K · Sold 11.5K
Granted 6.4K · Sold 2.0K
Granted 6.3K · Sold 2.4K
Granted 1.6K · Sold 984
| Insider | Stake change | Holds now | Granted / vested | Bought | Sold |
|---|---|---|---|---|---|
| Cracchiolo James MCHAIRMAN AND CEO, Director · 73 transactions | -25.9% | 136.6K | 721.6K | — | 280.7K |
| Moore ColinEVP & Global CIO · 2 transactions | -1.2% | 66.5Kas of Jan 2022 | — | — | — |
| Woerner John RobertPres Ins & Chief Strat Officer · 5 transactions | +46.8% | 40.9Kas of Feb 2022 | 14.2K | — | — |
| Thissen Karen WilsonExecutive VP and GC · 10 transactions | +67.4% | 19.9Kas of Feb 2022 | 14.0K | — | 7.9K |
| Truscott William FCEO, GLOBAL ASSET MANAGEMENT · 59 transactions | -61.8% | 17.3K | 228.5K | — | 93.2K |
| Davies WilliamEXECUTIVE VP, GLOBAL CIO · 19 transactions | — | 14.5K | 6.4K | — | 8.7K |
| Smyth Gerard P.EVP & Hd. of Tech. & Serv. Del · 44 transactions | +52.9% | 13.8K | 28.1K | — | 17.2K |
| Sharpe Robert Francis JRDirector · 14 transactions | — | 11.8K | — | — | 11.2K |
| Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES · 52 transactions | -21.7% | 11.8K | 121.2K | — | 56.0K |
| Berman Walter StanleyEXECUTIVE VP AND CFO · 56 transactions | -61.9% | 6.0K | 292.5K | — | 115.1K |
| Alvero GumerPRESIDENT-INSURANCE&ANNUITIES · 32 transactions | — | 5.7K | 20.2K | — | 11.5K |
| Greenberg Lon RDirector · 1 transaction | -31.3% | 5.5Kas of Sep 2021 | — | — | — |
| Hutt John R.Sr Vice Pres and Controller · 12 transactions | +93.6% | 4.4Kas of Feb 2022 | 6.4K | — | 2.0K |
| Melloh Heather J.EVP AND GENERAL COUNSEL · 27 transactions | — | 3.0K | 6.3K | — | 2.4K |
| Brockman Dawn M.SVP AND CONTROLLER · 27 transactions | — | 1.3K | 1.6K | — | 984 |
Select a row to see that insider’s individual transactions. Sum of the holdings confirmed in the 12 months before this insider's last filing. A Form 4 reports a holding per line — held directly, or through a named trust, partnership or foundation, and in each share class separately — never a person’s total. Lines not restated in that time are left out and shown apart: an active filer restates what they still hold, so a line they did not restate is more often an entity since renamed, whose shares a successor line reports too. An amber marker means some were left out.
Net open-market activity over the last 5 years: -607.0K shares. Grants, option exercises and tax withholding are excluded — they are compensation mechanics, not decisions to buy or sell.