Prospect Capital Corporation
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A business development company that lends money to and invests in small- and medium-sized U.S. companies, providing debt and equity financing to help them grow, buy other businesses, or fund operations. It was founded in 1988 by former senior managers of Merrill Lynch and went public in 2004 as Prospect Energy Corporation, later renaming itself Prospect Capital in 2007 to reflect its expansion beyond energy into industries like manufacturing, healthcare, and infrastructure.
5.75% Convertible Notes due 2018
Bought 85.72M
Bought 3.30M
Bought 605.9K
Bought 58.8K
Bought 41.8K
Bought 57.0K
Bought 6.4K
Bought 124.27
Bought 4.5K
Bought 4.0K
Bought 3.5K
Bought 57.96
Bought 3.0K
Bought 1.0K
Bought 600
Bought 500
Bought 1.2K
Bought 300
Bought 210
Bought 200
Bought 100
| Insider | Stake change | Holds now | Granted / vested | Bought | Sold |
|---|---|---|---|---|---|
| Barry John FCHIEF EXECUTIVE OFFICER, Director, 10% owner · 339 transactions | — | 89.65M | — | 85.72M | — |
| Eliasek M GrierChief Operating Officer, Director · 127 transactions | — | 3.44M | — | 3.30M | — |
| Oswald Brian HCFO, CCO, TREASURY & SECRETARY · 32 transactions | — | 575.0Kas of Nov 2017 | — | 605.9K | — |
| Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO · 15 transactions | — | 106.6Kas of Nov 2024 | — | 58.8K | — |
| Gremp WilliamDirector · 12 transactions | — | 75.2Kas of Mar 2025 | — | 41.8K | — |
| Stark Eugene SDirector · 43 transactions | — | 60.0K | — | 57.0K | — |
| Vastardis William ECFO and CCO · 9 transactions | — | 11.4Kas of Jun 2007 | — | 6.4K | — |
| Klaussmann Eric KarlPrincipal · 1 transaction | — | 6.2Kas of Jul 2006 | — | 124.27 | — |
| Anderson GrahamDirector · 4 transactions | — | 4.5Kas of Sep 2009 | — | 4.5K | — |
| Barry Matthew C.Family Insider · 19 transactions | — | 4.1Kas of Sep 2011 | — | 4.0K | — |
| Hull MarkVP · 2 transactions | — | 3.5Kas of Nov 2007 | — | 3.5K | — |
| Basham Michael EDirector · 1 transaction | — | 3.2Kas of Apr 2006 | — | 57.96 | — |
| Everett RobertVP · 2 transactions | — | 3.0Kas of Oct 2007 | — | 3.0K | — |
| Cook William MontgomeryManaging Director · 2 transactions | — | 1.0Kas of Oct 2007 | — | 1.0K | — |
| Liebolt LeeDirector · 6 transactions | — | 600as of Sep 2008 | — | 600 | — |
| Marom SimonVP- Legal · 1 transaction | — | 500as of Oct 2007 | — | 500 | — |
| Belzer DavidManaging Director · 5 transactions | — | 400as of Oct 2007 | — | 1.2K | — |
| Kleinman RobertSenior VP · 2 transactions | — | 300as of Oct 2007 | — | 300 | — |
| Parker Walter Van EpsDirector · 2 transactions | — | 216as of Sep 2008 | — | 210 | — |
| Friedman AmirVP · 1 transaction | — | 200as of Oct 2007 | — | 200 | — |
| Brand RichardInvestment Committe Member · 1 transaction | — | 100as of Oct 2006 | — | 100 | — |
Select a row to see that insider’s individual transactions. Sum of the holdings confirmed in the 12 months before this insider's last filing. A Form 4 reports a holding per line — held directly, or through a named trust, partnership or foundation, and in each share class separately — never a person’s total. Lines not restated in that time are left out and shown apart: an active filer restates what they still hold, so a line they did not restate is more often an entity since renamed, whose shares a successor line reports too. An amber marker means some were left out.
Net open-market activity over all recorded history: +89.81M shares. Grants, option exercises and tax withholding are excluded — they are compensation mechanics, not decisions to buy or sell.