Stock Yards Bancorp, Inc.
A regional community bank headquartered in Louisville, Kentucky, Stock Yards Bank & Trust serves individuals, families, and businesses with checking and savings accounts, mortgages, and loans. It was founded in 1904 in the city's Butchertown neighborhood by local businessmen to serve the thriving livestock industry—handling deposits, loans, and payroll for nearby breweries, packing houses, and merchants. Today it is the main arm of the Stock Yards Bancorp holding company, and its name still nods to those early days at the stockyards.
Item 4 is hereby amended to add the following: The transactions giving rise to the filing of this Amendment No. 1 are certain sales of the Issuer's shares of Common Stock made by Darrell R. Wells on September 18, 2025 in open market transactions at prevailing market prices (the "Open Market Sales"). As a result of the Open Market Sales, the Common Stock that the Reporting Persons may be deemed to beneficially own has been reduced below five percent. As a result of the ownership reduction, the Reporting Persons rights under the Investor Agreement and Registration Rights Agreement (as disclosed in the Initial Schedule 13D) have terminated.
Item 4 is hereby amended to add the following: The transactions giving rise to the filing of this Amendment No. 1 are certain sales of the Issuer's shares of Common Stock made by Darrell R. Wells on September 18, 2025 in open market transactions at prevailing market prices (the "Open Market Sales"). As a result of the Open Market Sales, the Common Stock that the Reporting Persons may be deemed to beneficially own has been reduced below five percent. As a result of the ownership reduction, the Reporting Persons rights under the Investor Agreement and Registration Rights Agreement (as disclosed in the Initial Schedule 13D) have terminated.
Item 4 is hereby amended to add the following: The transactions giving rise to the filing of this Amendment No. 1 are certain sales of the Issuer's shares of Common Stock made by Darrell R. Wells on September 18, 2025 in open market transactions at prevailing market prices (the "Open Market Sales"). As a result of the Open Market Sales, the Common Stock that the Reporting Persons may be deemed to beneficially own has been reduced below five percent. As a result of the ownership reduction, the Reporting Persons rights under the Investor Agreement and Registration Rights Agreement (as disclosed in the Initial Schedule 13D) have terminated.
| Holder | Schedule | % of class | Shares | Filed |
|---|---|---|---|---|
| STOCK YARDS BANK & TRUST CO | 13G/APassive | 8.5% | 2.51M | Aug 12, 2026 |
| Neuberger Berman Group LLC | 13GPassive | 5.4% | 1.61M | Jul 8, 2026 |
| Neuberger Berman Investment Advisers LLC | 13GPassive | 5.4% | 1.61M | Jul 8, 2026 |
| The Vanguard Group | 13G/APassive | 0% | 0 | Mar 27, 2026 |
| Kayne Anderson Rudnick Investment Management, LLC | 13G/APassive | 4.7% | 1.39M | Feb 13, 2026 |
| Darrell R. Wells | 13D/AActivist | 4.85% | 1.43M | Sep 22, 2025 |
Item 4 is hereby amended to add the following: The transactions giving rise to the filing of this Amendment No. 1 are certain sales of the Issuer's shares of Common Stock made by Darrell R. Wells on September 18, 2025 in open market transactions at prevailing market prices (the "Open Market Sales"). As a result of the Open Market Sales, the Common Stock that the Reporting Persons may be deemed to beneficially own has been reduced below five percent. As a result of the ownership reduction, the Reporting Persons rights under the Investor Agreement and Registration Rights Agreement (as disclosed in the Initial Schedule 13D) have terminated. | ||||
| Margaret Cowley Wells | 13D/AActivist | 4.85% | 1.43M | Sep 22, 2025 |
Item 4 is hereby amended to add the following: The transactions giving rise to the filing of this Amendment No. 1 are certain sales of the Issuer's shares of Common Stock made by Darrell R. Wells on September 18, 2025 in open market transactions at prevailing market prices (the "Open Market Sales"). As a result of the Open Market Sales, the Common Stock that the Reporting Persons may be deemed to beneficially own has been reduced below five percent. As a result of the ownership reduction, the Reporting Persons rights under the Investor Agreement and Registration Rights Agreement (as disclosed in the Initial Schedule 13D) have terminated. | ||||
| Darrell R. Wells Trust | 13D/AActivist | 0.11% | 31.9K | Sep 22, 2025 |
Item 4 is hereby amended to add the following: The transactions giving rise to the filing of this Amendment No. 1 are certain sales of the Issuer's shares of Common Stock made by Darrell R. Wells on September 18, 2025 in open market transactions at prevailing market prices (the "Open Market Sales"). As a result of the Open Market Sales, the Common Stock that the Reporting Persons may be deemed to beneficially own has been reduced below five percent. As a result of the ownership reduction, the Reporting Persons rights under the Investor Agreement and Registration Rights Agreement (as disclosed in the Initial Schedule 13D) have terminated. | ||||