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Submission of Matters to a Vote of Security Holders
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5.07 Submission of Matters to a Vote of Security Holders
87244TAB5
Oxford Square Capital Corp.
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A specialty finance company that lends money to small and mid-sized U.S. businesses and invests in collateralized loan obligations (CLOs), which bundle corporate loans into packaged investments. It began in 2003 under a different name, TICC Capital Corp., before rebranding as Oxford Square in 2018 to match the broader "Oxford" family of funds run by the same adviser, which also includes a sibling fund named Oxford Lane. Its Nasdaq ticker OXSQ echoes that rebranding.
CONVERTIBLEUnderlying: OXSQCUSIP: 87244TAB5FinancialsUS1 derivative reporter
7.5% Convertible Senior Unsecured Notes due 2017