Capital Southwest Corporation
A Dallas-based business development company that lends money to mid-sized American firms too big for small-business loans but too small for traditional bank financing, structuring debt and equity deals for manufacturers, distributors, and industrial services. Founded in 1961 as a Small Business Investment Company under a federal program, it spun off its industrial-controls arm into a separate public company, CSW Industrials, in 2015.
Common Stock
Bought 98.3K · Sold 170.1K
Granted 682.1K · Bought 72.1K
Bought 8.0K
Granted 18.2K · Bought 18.8K · Sold 189.9K
Granted 618.7K · Bought 73.7K
Granted 124.1K · Bought 3.0K · Sold 73.5K
Granted 346.9K
Granted 127.5K
Granted 120.0K
Granted 8.9K · Bought 78.0K
Granted 44.0K · Bought 35.8K
Granted 15.8K · Sold 8.0K
Granted 91.2K · Bought 5.5K · Sold 67.5K
Granted 47.0K
Granted 8.9K · Bought 32.0K
Granted 47.0K · Bought 9.5K · Sold 22.0K
Bought 18.5K
Granted 8.9K · Bought 9.6K
Granted 8.9K · Bought 12.4K
Bought 13.0K
Granted 17.8K · Sold 2.4K
Bought 2.9K
Bought 8.6K
Granted 8.8K · Bought 1.0K · Sold 5.8K
Granted 750 · Bought 1.5K · Sold 1.2K
Granted 16.9K · Bought 350 · Sold 15.8K
Granted 500 · Bought 285
Granted 4.0K · Sold 6.0K
Granted 2.0K · Sold 1.0K
Granted 750
Granted 4.2K · Sold 3.2K
Bought 400
| Insider | Stake change | Holds now | Granted / vested | Bought | Sold |
|---|---|---|---|---|---|
| Moab Capital Partners LLC +3 co-filers10% owner · 47 transactions | — | 3.05Mas of Aug 2017 | — | 98.3K | 170.1K |
| Diehl Bowen SPresident and CEO, Director · 35 transactions | — | 678.4Kas of Jun 2024 | 682.1K | 72.1K | — |
| Thomas William RDirector, 10% owner · 4 transactions | — | 677.0Kas of Aug 2007 | — | 8.0K | — |
| Thomas William R IIIDirector · 55 transactions | — | 597.6K | 18.2K | 18.8K | 189.9K |
| Sarner Michael ScottPresident and CEO, Director · 31 transactions | — | 587.7K | 618.7K | 73.7K | — |
| Martin Gary LDirector · 36 transactions | — | 445.3Kas of Feb 2014 | 124.1K | 3.0K | 73.5K |
| Weinstein Joshua S.Senior Managing Director & CIO · 18 transactions | — | 382.1K | 346.9K | — | — |
| Burton Donald WDirector · 38 transactions | — | 283.3Kas of Dec 2011 | 127.5K | — | — |
| Rehberger ChrisChief Financial Officer · 6 transactions | — | 216.0K | 120.0K | — | — |
| Furst Jack DDirector · 15 transactions | — | 86.9Kas of Aug 2025 | 8.9K | 78.0K | — |
| Kelley Douglas M.Sr. VP, Managing Director · 12 transactions | — | 85.1Kas of Nov 2017 | 44.0K | 35.8K | — |
| Hamner Patrick FSenior Vice President (I) · 4 transactions | — | 51.6Kas of Nov 2006 | 15.8K | — | 8.0K |
| Ashbaugh William MSr. VP, Managing Director · 70 transactions | — | 48.1Kas of Nov 2017 | 91.2K | 5.5K | 67.5K |
| Tacke KellySVP and CFO · 2 transactions | — | 47.0Kas of Aug 2014 | 47.0K | — | — |
| Brooks David RDirector · 14 transactions | — | 40.9Kas of Aug 2025 | 8.9K | 32.0K | — |
| Armes Joseph BDirector · 26 transactions | — | 39.5Kas of Jul 2017 | 47.0K | 9.5K | 22.0K |
| Morgan Thomas DuaneDirector · 11 transactions | — | 24.8Kas of Aug 2021 | — | 18.5K | — |
| Rogers-Windsor Ramona LynnDirector · 24 transactions | — | 23.1K | 8.9K | 9.6K | — |
| Battist ChristineDirector · 24 transactions | — | 21.4K | 8.9K | 12.4K | — |
| Wilson John HDirector · 8 transactions | — | 20.0Kas of Mar 2018 | — | 13.0K | — |
| Neblett Glenn M.Vice President · 7 transactions | — | 16.0Kas of Mar 2014 | 17.8K | — | 2.4K |
| Ligon Samuel BDirector · 5 transactions | — | 12.9Kas of Mar 2015 | — | 2.9K | — |
| Henderson Graeme WDirector · 20 transactions | — | 12.0Kas of Sep 2009 | — | 8.6K | — |
| Schwertner Ray D.Vice President · 25 transactions | — | 8.6Kas of Sep 2014 | 8.8K | 1.0K | 5.8K |
| Golden Matthew BaileyVice President · 4 transactions | — | 5.2Kas of Jun 2015 | 750 | 1.5K | 1.2K |
| Peterson Jeffrey GVice President · 25 transactions | — | 4.2Kas of Jun 2012 | 16.9K | 350 | 15.8K |
| Gohlke Henry JamesVice President · 4 transactions | — | 2.5Kas of Jan 2013 | 500 | 285 | — |
| Hodgson Susan KSecretary-Treasurer · 10 transactions | — | 2.2Kas of Nov 2007 | 4.0K | — | 6.0K |
| Bela Marquez DVice President · 3 transactions | — | 1.0Kas of May 2012 | 2.0K | — | 1.0K |
| Shedd Christopher ScottVice President · 1 transaction | — | 750as of Jan 2013 | 750 | — | — |
| Morris Tracy L.CFO · 6 transactions | — | 200as of Mar 2013 | 4.2K | — | 3.2K |
| Strup Richard F.Director · 4 transactions | — | 124as of Oct 2012 | — | 400 | — |
Select a row to see that insider’s individual transactions. Sum of the holdings confirmed in the 12 months before this insider's last filing. A Form 4 reports a holding per line — held directly, or through a named trust, partnership or foundation, and in each share class separately — never a person’s total. Lines not restated in that time are left out and shown apart: an active filer restates what they still hold, so a line they did not restate is more often an entity since renamed, whose shares a successor line reports too. An amber marker means some were left out.
Net open-market activity over all recorded history: -63.3K shares. Grants, option exercises and tax withholding are excluded — they are compensation mechanics, not decisions to buy or sell.