BR Filings — Broadridge Financial Solutions, Inc. - FilingSpy
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Broadridge Financial Solutions, Inc.
A financial technology company that powers the plumbing of modern investing, Broadridge processes shareholder proxy votes and investor communications for banks, brokers, and corporations, and provides software that handles trillions of dollars in daily securities trades and wealth-management platforms. It began in 1962 as the brokerage services division of payroll giant ADP, then became its own company in a 2007 spinoff, taking the name "Broadridge" as a nod to its brokerage roots. Fun fact: it helps process the votes for the vast majority of shareholder ballots cast in the U.S., quietly sitting behind many corporate elections.
Broadridge appoints Todd Diganci to its Board of Directors, effective August 1, 2026.
Following the appointment, eight of the ten Board members are independent, including Chairperson Eileen K. Murray.
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On June 9, 2026, the Board approved increasing its size from nine to ten members and appointed Todd Diganci, effective August 1, 2026.
Mr. Diganci will serve on the Audit Committee of the Board.
Mr. Diganci served as Executive Vice President, Chief Financial Officer, and Chief Administrative Officer of FINRA from 2017 to June 2026.
He is expected to receive compensation consistent with other independent directors, as described in the proxy statement filed October 2, 2025.
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · 9.01 Financial Statements and Exhibits
Broadridge closes $500M offering of 5.750% senior notes due 2036
The notes were issued under an indenture with U.S. Bank Trust Company, National Association, as trustee.
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Broadridge Financial Solutions, Inc. closed a $500 million public offering of 5.750% Senior Notes due 2036 on May 15, 2026.
Interest on the notes is payable semi-annually on May 15 and November 15, beginning November 15, 2026.
Broadridge intends to use the net proceeds, together with cash on hand, to repay its outstanding 3.400% senior notes due 2026.
J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC, and Wells Fargo Securities, LLC acted as joint book-running managers.
1.01 Entry into a Material Definitive Agreement · 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement · 8.01 Other Events · 9.01 Financial Statements and Exhibits
Broadridge posts May 2026 investor presentation via 8-K Regulation FD disclosure
The presentation was posted on the company's investor relations website at broadridge-ir.com.
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On May 6, 2026, Broadridge Financial Solutions, Inc. furnished its May 2026 investor presentation as Exhibit 99.1 to a Form 8-K.
The disclosure was made under Item 7.01 Regulation FD and Item 9.01, and the exhibit is furnished, not filed, for SEC purposes.
The presentation includes forward-looking statements and non-GAAP financial measures, with reconciliations referenced.
Key metrics highlighted include FY'25 recurring revenue of $4.5B, FY'24-26 recurring revenue growth objective of 7-9%, and FY'26 annual dividend of $3.90.
7.01 Regulation FD Disclosure · 9.01 Financial Statements and Exhibits
Broadridge prices $500M of 5.750% Senior Notes due 2036
On May 4, 2026, Broadridge entered into an underwriting agreement with J.P. Morgan, BofA Securities, Morgan Stanley, and Wells Fargo for a $500 million senior notes offering.
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The notes carry a 5.750% interest rate and mature in 2036.
Net proceeds, together with cash on hand, will be used to repay Broadridge's outstanding 3.400% senior notes due 2026.
The offering is expected to close on May 15, 2026, subject to customary closing conditions.
The notes are offered under an effective Form S-3 registration statement and a prospectus supplement dated May 4, 2026.
1.01 Entry into a Material Definitive Agreement · 8.01 Other Events · 9.01 Financial Statements and Exhibits