Identiv, Inc.
A maker of digital identity and security technology, Identiv produces RFID, NFC, and Bluetooth chips, tags, and inlays that give physical objects—from medical supplies and luxury goods to smart packaging—a trackable, verifiable identity. It also supplies access-control and video security for buildings. The company began in Munich in 1990 as SCM Microsystems, a smart-card reader specialist, and later merged with Hirsch Electronics before renaming itself Identiv in 2014 to reflect its focus on identity and authentication.
Item 4 of the Schedule 13D is hereby amended to include the following: On June 24, 2026, Bleichroeder and the Issuer supplemented Section 3(e) of the Governance Letter Agreement (a copy of which is attached as Exhibit 4.1 hereto) (the "Governance Letter Supplement") pursuant to which the Issuer and Bleichroeder clarified the intent of the parties and confirmed their mutual understanding that the proportional voting requirement established by Section 3(e) of the Governance Letter Agreement applies in the event that Bleichroeder holds more than 40% of the Issuer's voting stock for any reason regardless of whether such ownership results from Bleichroeder's purchases of voting stock, Bleichroeder's conversion of shares of nonvoting Series B Preferred Stock into shares of voting stock, the Issuer's repurchases of outstanding voting stock, or from any other cause. The foregoing description of the Governance Letter Supplement is not complete and is qualified in its entirety by reference to the Governance Letter Supplement included as Exhibit 4.1 to this Amendment No. 6, which is incorporated herein by reference.
Item 4 of the Schedule 13D is hereby amended to include the following: On June 24, 2026, Bleichroeder and the Issuer supplemented Section 3(e) of the Governance Letter Agreement (a copy of which is attached as Exhibit 4.1 hereto) (the "Governance Letter Supplement") pursuant to which the Issuer and Bleichroeder clarified the intent of the parties and confirmed their mutual understanding that the proportional voting requirement established by Section 3(e) of the Governance Letter Agreement applies in the event that Bleichroeder holds more than 40% of the Issuer's voting stock for any reason regardless of whether such ownership results from Bleichroeder's purchases of voting stock, Bleichroeder's conversion of shares of nonvoting Series B Preferred Stock into shares of voting stock, the Issuer's repurchases of outstanding voting stock, or from any other cause. The foregoing description of the Governance Letter Supplement is not complete and is qualified in its entirety by reference to the Governance Letter Supplement included as Exhibit 4.1 to this Amendment No. 6, which is incorporated herein by reference.
Item 4 of the Schedule 13D is hereby amended to include the following: On June 24, 2026, Bleichroeder and the Issuer supplemented Section 3(e) of the Governance Letter Agreement (a copy of which is attached as Exhibit 4.1 hereto) (the "Governance Letter Supplement") pursuant to which the Issuer and Bleichroeder clarified the intent of the parties and confirmed their mutual understanding that the proportional voting requirement established by Section 3(e) of the Governance Letter Agreement applies in the event that Bleichroeder holds more than 40% of the Issuer's voting stock for any reason regardless of whether such ownership results from Bleichroeder's purchases of voting stock, Bleichroeder's conversion of shares of nonvoting Series B Preferred Stock into shares of voting stock, the Issuer's repurchases of outstanding voting stock, or from any other cause. The foregoing description of the Governance Letter Supplement is not complete and is qualified in its entirety by reference to the Governance Letter Supplement included as Exhibit 4.1 to this Amendment No. 6, which is incorporated herein by reference.
Item 4 is hereby amended to add the following: The Reporting Persons are encouraged that the Issuer recently confirmed that it is working with a financial advisor to evaluate strategic alternatives. Although the Reporting Persons believe that the Issuer represents an attractive opportunity, it lacks the economies of scale to fully capitalize upon such opportunity. Accordingly, the Reporting Persons believe that the Issuer is better suited in private hands and should no longer remain a standalone public company. The Reporting Persons intend to only support directors that the Reporting Persons believe are committed to maximizing value for stockholders.
Item 4 is hereby amended to add the following: The Reporting Persons are encouraged that the Issuer recently confirmed that it is working with a financial advisor to evaluate strategic alternatives. Although the Reporting Persons believe that the Issuer represents an attractive opportunity, it lacks the economies of scale to fully capitalize upon such opportunity. Accordingly, the Reporting Persons believe that the Issuer is better suited in private hands and should no longer remain a standalone public company. The Reporting Persons intend to only support directors that the Reporting Persons believe are committed to maximizing value for stockholders.
| Holder | Schedule | % of class | Shares | Filed |
|---|---|---|---|---|
| Bleichroeder LP | 13D/AActivist | 19.9% | 5.25M | Aug 25, 2026 |
Item 4 of the Schedule 13D is hereby amended to include the following: On June 24, 2026, Bleichroeder and the Issuer supplemented Section 3(e) of the Governance Letter Agreement (a copy of which is attached as Exhibit 4.1 hereto) (the "Governance Letter Supplement") pursuant to which the Issuer and Bleichroeder clarified the intent of the parties and confirmed their mutual understanding that the proportional voting requirement established by Section 3(e) of the Governance Letter Agreement applies in the event that Bleichroeder holds more than 40% of the Issuer's voting stock for any reason regardless of whether such ownership results from Bleichroeder's purchases of voting stock, Bleichroeder's conversion of shares of nonvoting Series B Preferred Stock into shares of voting stock, the Issuer's repurchases of outstanding voting stock, or from any other cause. The foregoing description of the Governance Letter Supplement is not complete and is qualified in its entirety by reference to the Governance Letter Supplement included as Exhibit 4.1 to this Amendment No. 6, which is incorporated herein by reference. | ||||
| Bleichroeder Holdings LLC | 13D/AActivist | 19.9% | 5.25M | Aug 25, 2026 |
Item 4 of the Schedule 13D is hereby amended to include the following: On June 24, 2026, Bleichroeder and the Issuer supplemented Section 3(e) of the Governance Letter Agreement (a copy of which is attached as Exhibit 4.1 hereto) (the "Governance Letter Supplement") pursuant to which the Issuer and Bleichroeder clarified the intent of the parties and confirmed their mutual understanding that the proportional voting requirement established by Section 3(e) of the Governance Letter Agreement applies in the event that Bleichroeder holds more than 40% of the Issuer's voting stock for any reason regardless of whether such ownership results from Bleichroeder's purchases of voting stock, Bleichroeder's conversion of shares of nonvoting Series B Preferred Stock into shares of voting stock, the Issuer's repurchases of outstanding voting stock, or from any other cause. The foregoing description of the Governance Letter Supplement is not complete and is qualified in its entirety by reference to the Governance Letter Supplement included as Exhibit 4.1 to this Amendment No. 6, which is incorporated herein by reference. | ||||
| Andrew Gundlach | 13D/AActivist | 19.9% | 5.25M | Aug 25, 2026 |
Item 4 of the Schedule 13D is hereby amended to include the following: On June 24, 2026, Bleichroeder and the Issuer supplemented Section 3(e) of the Governance Letter Agreement (a copy of which is attached as Exhibit 4.1 hereto) (the "Governance Letter Supplement") pursuant to which the Issuer and Bleichroeder clarified the intent of the parties and confirmed their mutual understanding that the proportional voting requirement established by Section 3(e) of the Governance Letter Agreement applies in the event that Bleichroeder holds more than 40% of the Issuer's voting stock for any reason regardless of whether such ownership results from Bleichroeder's purchases of voting stock, Bleichroeder's conversion of shares of nonvoting Series B Preferred Stock into shares of voting stock, the Issuer's repurchases of outstanding voting stock, or from any other cause. The foregoing description of the Governance Letter Supplement is not complete and is qualified in its entirety by reference to the Governance Letter Supplement included as Exhibit 4.1 to this Amendment No. 6, which is incorporated herein by reference. | ||||
| Grossman Bruce | 13GPassive | 7.3% | 1.75M | Jul 9, 2026 |
| The Vanguard Group | 13G/APassive | 0% | 0 | Mar 27, 2026 |
| ROYCE & ASSOCIATES LP | 13G/APassive | 4.69% | 1.11M | Oct 22, 2025 |
| Radoff Bradley Louis | 13D/AActivist | 9.8% | 2.32M | Aug 27, 2025 |
Item 4 is hereby amended to add the following: The Reporting Persons are encouraged that the Issuer recently confirmed that it is working with a financial advisor to evaluate strategic alternatives. Although the Reporting Persons believe that the Issuer represents an attractive opportunity, it lacks the economies of scale to fully capitalize upon such opportunity. Accordingly, the Reporting Persons believe that the Issuer is better suited in private hands and should no longer remain a standalone public company. The Reporting Persons intend to only support directors that the Reporting Persons believe are committed to maximizing value for stockholders. | ||||
| Radoff Family Foundation | 13D/AActivist | 1.3% | 297.3K | Aug 27, 2025 |
Item 4 is hereby amended to add the following: The Reporting Persons are encouraged that the Issuer recently confirmed that it is working with a financial advisor to evaluate strategic alternatives. Although the Reporting Persons believe that the Issuer represents an attractive opportunity, it lacks the economies of scale to fully capitalize upon such opportunity. Accordingly, the Reporting Persons believe that the Issuer is better suited in private hands and should no longer remain a standalone public company. The Reporting Persons intend to only support directors that the Reporting Persons believe are committed to maximizing value for stockholders. | ||||