N-PORT filing recap · October 2021

What did ARK Space & Defense Innovation ETF buy in October 2021?

Reported stock-position changes between this filing and the previous one. These are ARK Space & Defense Innovation ETF's own holdings, not the firm's.

Stock value

$542.42M

Positions

Estimated turnover

49.2%

Turnover is a proxy: verified trade-origin share changes valued at period-end and divided by average reported stock value. SEC holdings reports do not disclose execution dates or prices. Corporate actions and unreconciled activity are excluded.

New positions

PRNTArk ETF Trust$43.09Mreported value+1.15M shares ACHRArcher Aviation Inc.$11.94Mreported value+2.10M shares VLDVelo3d, Inc.$9.60Mreported value+933.1K shares JOBYJoby Aviation, Inc.$9.37Mreported value+1.08M shares PLTRPalantir Technologies Inc.$7.19Mreported value+277.7K shares DDD3d Systems Corp$5.06Mreported value+179.5K shares

Increased positions

KTOSKratos Defense & Security Solutions, Inc.$31.99Mreported value+77.7K shares+5.5%6301Komatsu Ltd$26.21Mreported value+111.5K shares+12.4%2618Jd Logistics Inc$20.98Mreported value+421.3K shares+8.6%AVAVAerovironment Inc$18.38Mreported value+34.7K shares

Reduced positions

TRMBTrimble Inc.$52.02Mreported value-125.9K shares-17.5%LHXL3harris Technologies, Inc.$28.83Mreported value-25.4K shares-16.9%UUnity Software Inc.$28.46Mreported value-39.6K shares-17.4%IRDMIridium Communications Inc.$27.42Mreported value-234.1K shares

Exited positions

RTPReinvent Technology Partners$11.89Mprior reported value-1.19M shares-100.0%BABAAlibaba Group Holding Limited$8.13Mprior reported value-41.7K shares-100.0%SPFRJaws Spitfire Acquisition Corporation$6.90Mprior reported value-693.9K shares-100.0%3690Meituan$5.72Mprior reported value