Caterpillar Inc
A maker of construction and mining machinery, off-highway engines, industrial gas turbines, and diesel-electric locomotives, Caterpillar builds the yellow excavators, loaders, and trucks seen on job sites worldwide, plus the Cat Financial arm that helps customers and dealers finance them. Formed in 1925 when two California tractor rivals, Holt Manufacturing and C.L. Best Tractor, merged, the company's name dates to 1904, when a photographer watching Benjamin Holt's new track-type tractor crawl across a muddy field reportedly said it looked like a monster caterpillar.
Granted 35.0K · Sold 51.5K
Granted 142.4K · Sold 106.1K
Granted 35.7K · Sold 35.7K
Granted 91.8K · Sold 57.9K
Granted 89.2K · Sold 58.2K
Granted 14.0K · Sold 2.5K
Granted 515
Granted 11.7K · Sold 9.7K
Granted 211
Granted 28.9K · Sold 18.0K
Granted 211 · Bought 550
Granted 211
Granted 1.9K
Granted 211
Granted 211
Granted 211
Granted 1.2K
Granted 211
Granted 211
Granted 740 · Sold 2.5K
| Insider | Stake change | Holds now | Granted / vested | Bought | Sold |
|---|---|---|---|---|---|
| Umpleby III Donald JExecutive Chairman · 8 transactions | -5.9% | 560.3K | 35.0K | — | 51.5K |
| De Lange BobGroup President · 27 transactions | +8.1% | 86.0K | 142.4K | — | 106.1K |
| Bonfield Andrew R JCFO Emeritus · 24 transactions | +14.6% | 68.6K | 35.7K | — | 35.7K |
| Johnson Denise CGroup President · 32 transactions | +38.7% | 60.6K | 91.8K | — | 57.9K |
| Fassino Anthony D.Group President · 25 transactions | +13.4% | 48.4K | 89.2K | — | 58.2K |
| Creed Joseph EChief Executive Officer · 11 transactions | +16.1% | 46.3K | 14.0K | — | 2.5K |
| Epley Kyle JosephChief Financial Officer · 1 transaction | — | 40.0K | 515 | — | — |
| Shurman Rodney MichaelGroup President · 11 transactions | — | 16.7K | 11.7K | — | 9.7K |
| Reed Debra LDirector · 1 transaction | +2.5% | 13.2K | 211 | — | — |
| Kaiser JasonGroup President · 27 transactions | -26.1% | 9.7K | 28.9K | — | 18.0K |
| MacLennan DavidDirector · 3 transactions | +10.2% | 8.4K | 211 | 550 | — |
| Wilkins Rayford JrDirector · 1 transaction | +3.6% | 8.4K | 211 | — | — |
| Owens DerekChief Legal Officer · 5 transactions | +16.7% | 8.2K | 1.9K | — | — |
| Schwab Susan CDirector · 2 transactions | -10.4% | 6.2K | 211 | — | — |
| Fish James C JrDirector · 2 transactions | -15.8% | 4.2K | 211 | — | — |
| Johnson GeraldDirector · 1 transaction | +6.8% | 3.9K | 211 | — | — |
| Pambianchi Christine MChief Human Resources Officer · 2 transactions | +45% | 3.1K | 1.2K | — | — |
| Marks Judith FranDirector · 1 transaction | +12.9% | 1.9K | 211 | — | — |
| Keene Nazzic SDirector · 1 transaction | +42.2% | 728 | 211 | — | — |
| Schaupp William EChief Accounting Officer · 8 transactions | -79% | 530 | 740 | — | 2.5K |
Select a row to see that insider’s individual transactions. Sum of the holdings confirmed in the 12 months before this insider's last filing. A Form 4 reports a holding per line — held directly, or through a named trust, partnership or foundation, and in each share class separately — never a person’s total. Lines not restated in that time are left out and shown apart: an active filer restates what they still hold, so a line they did not restate is more often an entity since renamed, whose shares a successor line reports too. An amber marker means some were left out.
Net open-market activity over the last year: -341.6K shares. Grants, option exercises and tax withholding are excluded — they are compensation mechanics, not decisions to buy or sell.