Caterpillar Inc
A maker of construction and mining machinery, off-highway engines, industrial gas turbines, and diesel-electric locomotives, Caterpillar builds the yellow excavators, loaders, and trucks seen on job sites worldwide, plus the Cat Financial arm that helps customers and dealers finance them. Formed in 1925 when two California tractor rivals, Holt Manufacturing and C.L. Best Tractor, merged, the company's name dates to 1904, when a photographer watching Benjamin Holt's new track-type tractor crawl across a muddy field reportedly said it looked like a monster caterpillar.
Granted 848.1K · Sold 51.5K
Granted 351.2K · Sold 227.9K
Granted 272.4K · Sold 85.7K
Granted 221.2K · Sold 123.4K
Granted 1.5K
Granted 192.6K · Sold 95.4K
Granted 816
Granted 98.2K · Sold 58.6K
Granted 515
Granted 82.8K · Sold 54.1K
Granted 11.7K · Sold 9.7K
Granted 76.0K · Sold 63.7K
Granted 2.7K
Granted 44.2K · Sold 22.6K
Granted 3.7K · Bought 3.3K
Granted 2.7K
Granted 7.7K
Granted 2.7K · Sold 2.3K
Granted 1.5K
Granted 2.0K · Sold 7.4K
Granted 1.9K
Granted 2.7K · Bought 500
Granted 3.3K
Granted 1.9K
Granted 970 · Sold 674
Granted 693
Granted 4.1K · Sold 3.5K
| Insider | Stake change | Holds now | Granted / vested | Bought | Sold |
|---|---|---|---|---|---|
| Umpleby III Donald JExecutive Chairman · 37 transactions | — | 560.3K | 848.1K | — | 51.5K |
| De Lange BobGroup President · 62 transactions | +133.1% | 86.0K | 351.2K | — | 227.9K |
| Bonfield Andrew R JCFO Emeritus · 62 transactions | +88.1% | 68.6K | 272.4K | — | 85.7K |
| Johnson Denise CGroup President · 55 transactions | +200.5% | 60.6K | 221.2K | — | 123.4K |
| Calhoun David LDirector · 2 transactions | +3.8% | 49.8Kas of Jun 2023 | 1.5K | — | — |
| Fassino Anthony D.Group President · 65 transactions | +379.4% | 48.4K | 192.6K | — | 95.4K |
| Rust Edward B JrDirector · 1 transaction | +1.9% | 47.4Kas of Jun 2022 | 816 | — | — |
| Creed Joseph EChief Executive Officer · 39 transactions | +208.5% | 46.3K | 98.2K | — | 58.6K |
| Epley Kyle JosephChief Financial Officer · 1 transaction | — | 40.0K | 515 | — | — |
| Long Suzette MCLO/General Counsel · 16 transactions | +0.4% | 29.4Kas of Jun 2023 | 82.8K | — | 54.1K |
| Shurman Rodney MichaelGroup President · 11 transactions | — | 16.7K | 11.7K | — | 9.7K |
| Johnson Cheryl HChief Human Resources Officer · 27 transactions | -21% | 15.5Kas of Mar 2025 | 76.0K | — | 63.7K |
| Reed Debra LDirector · 5 transactions | +37.9% | 13.2K | 2.7K | — | — |
| Kaiser JasonGroup President · 38 transactions | — | 9.7K | 44.2K | — | 22.6K |
| MacLennan DavidDirector · 15 transactions | +504.9% | 8.4K | 3.7K | 3.3K | — |
| Wilkins Rayford JrDirector · 5 transactions | +65% | 8.4K | 2.7K | — | — |
| White Miles DDirector · 1 transaction | -3.2% | 8.4Kas of Mar 2022 | — | — | — |
| Owens DerekChief Legal Officer · 13 transactions | — | 8.2K | 7.7K | — | — |
| Schwab Susan CDirector · 11 transactions | -71.1% | 6.2K | 2.7K | — | 2.3K |
| Ayotte KellyDirector · 2 transactions | +35.9% | 6.1Kas of Jun 2023 | 1.5K | — | — |
| Dickinson Daniel MDirector · 6 transactions | -54% | 4.7Kas of Dec 2024 | 2.0K | — | 7.4K |
| Fish James C JrDirector · 10 transactions | — | 4.2K | 1.9K | — | — |
| Johnson GeraldDirector · 10 transactions | +601.4% | 3.9K | 2.7K | 500 | — |
| Pambianchi Christine MChief Human Resources Officer · 3 transactions | — | 3.1K | 3.3K | — | — |
| Marks Judith FranDirector · 4 transactions | — | 1.9K | 1.9K | — | — |
| Marvel Gary MichaelChief Accounting Officer · 3 transactions | +1.9% | 1.6Kas of Feb 2022 | 970 | — | 674 |
| Keene Nazzic SDirector · 2 transactions | — | 728 | 693 | — | — |
| Schaupp William EChief Accounting Officer · 18 transactions | — | 530 | 4.1K | — | 3.5K |
Select a row to see that insider’s individual transactions. Sum of the holdings confirmed in the 12 months before this insider's last filing. A Form 4 reports a holding per line — held directly, or through a named trust, partnership or foundation, and in each share class separately — never a person’s total. Lines not restated in that time are left out and shown apart: an active filer restates what they still hold, so a line they did not restate is more often an entity since renamed, whose shares a successor line reports too. An amber marker means some were left out.
Net open-market activity over the last 5 years: -802.6K shares. Grants, option exercises and tax withholding are excluded — they are compensation mechanics, not decisions to buy or sell.