Caterpillar Inc
A maker of construction and mining machinery, off-highway engines, industrial gas turbines, and diesel-electric locomotives, Caterpillar builds the yellow excavators, loaders, and trucks seen on job sites worldwide, plus the Cat Financial arm that helps customers and dealers finance them. Formed in 1925 when two California tractor rivals, Holt Manufacturing and C.L. Best Tractor, merged, the company's name dates to 1904, when a photographer watching Benjamin Holt's new track-type tractor crawl across a muddy field reportedly said it looked like a monster caterpillar.
Granted 1.76M · Sold 63.5K
Granted 657.2K
Granted 77.9K · Bought 65.0K
Granted 1.14M · Sold 48.8K
Granted 99.3K · Bought 110.0K
Granted 565.2K
Granted 643.9K · Sold 334.9K
Granted 154.5K
Granted 65.0K
Granted 38.0K · Sold 38.0K
Granted 440.4K · Bought 2.1K · Sold 265.5K
Granted 301.3K · Bought 405 · Sold 156.0K
Granted 396.4K · Sold 250.8K
Granted 386.4K · Sold 85.7K
Granted 127.9K · Sold 12.0K
Granted 60.0K · Sold 60.0K
Granted 619.1K · Bought 3.5K · Sold 445.5K
Sold 2.5K
Granted 68.6K
Granted 67.2K · Bought 2.0K · Sold 5.0K
Granted 17.5K · Bought 30.0K
Granted 222.9K · Sold 174.2K
Granted 196.2K · Sold 95.4K
Granted 54.3K · Bought 3.0K · Sold 722
Granted 122.2K · Sold 70.8K
Granted 488.8K · Sold 367.1K
Granted 13.9K · Sold 25.6K
Granted 12.6K
Granted 26.4K · Bought 2.0K
Granted 34.5K · Sold 27.0K
Granted 515
Granted 53.4K · Sold 48.5K
Granted 28.5K · Sold 33.2K
Granted 370.8K · Sold 296.6K
Granted 65.9K · Sold 72.5K
Granted 13.5K
Granted 32.0K · Sold 12.0K
Granted 243.6K · Sold 136.5K
Granted 88.7K · Sold 51.6K
Granted 8.0K
Granted 13.0K · Sold 9.4K
Granted 167
Granted 5.4K · Sold 5.4K
Granted 25.0K · Sold 17.0K
Granted 20.0K · Sold 13.1K
Granted 24.0K · Sold 16.0K
Granted 32.0K · Sold 10.7K
Granted 8.3K · Sold 6.4K
Granted 11.7K · Sold 9.7K
Granted 17.6K · Sold 18.4K
Granted 100.9K · Sold 63.7K
Granted 13.6K · Sold 10.0K
Granted 8.8K · Bought 4.0K
Granted 10.5K
Granted 8.6K · Sold 5.1K
Granted 9.9K · Bought 3.1K
Granted 12.0K · Sold 12.0K
Granted 63.4K · Sold 53.2K
Granted 44.2K · Sold 22.6K
Granted 47.9K · Sold 33.5K
Granted 8.0K
Granted 4.1K · Bought 4.2K
Granted 7.6K
Granted 12.7K · Bought 1.0K
Granted 7.7K
Granted 32.6K · Sold 25.1K
Granted 6.9K
Granted 21.1K · Sold 2.3K
Granted 5.9K
Granted 22.2K · Bought 3.0K · Sold 16.8K
Granted 1.9K
Granted 3.3K · Bought 500
Granted 3.3K
Granted 1.9K
Granted 27.4K · Sold 26.5K
Granted 693
Granted 4.1K · Sold 3.5K
| Insider | Stake change | Holds now | Granted / vested | Bought | Sold |
|---|---|---|---|---|---|
| Umpleby III Donald JExecutive Chairman · 87 transactions | — | 560.3K | 1.76M | — | 63.5K |
| Owens James WDirector · 52 transactions | — | 439.1Kas of Oct 2010 | 657.2K | — | — |
| Magowan Peter ADirector · 30 transactions | — | 318.9Kas of Mar 2014 | 77.9K | 65.0K | — |
| Oberhelman Douglas RChairman of the Board · 115 transactions | — | 318.2Kas of Jan 2017 | 1.14M | — | 48.8K |
| Gallardo JuanDirector · 39 transactions | — | 276.6Kas of Mar 2021 | 99.3K | 110.0K | — |
| Levenick Stuart LGroup President · 44 transactions | — | 272.9Kas of Jul 2014 | 565.2K | — | — |
| Wunning Steven HGroup President · 62 transactions | — | 214.5Kas of Sep 2014 | 643.9K | — | 334.9K |
| Shaheen Gerald LGroup President · 6 transactions | — | 206.5Kas of Jul 2007 | 154.5K | — | — |
| Vittecoq Gerard RGroup President · 13 transactions | — | 128.9Kas of Mar 2013 | 65.0K | — | — |
| Stroup Gary AVice President · 4 transactions | — | 103.6Kas of Jan 2006 | 38.0K | — | 38.0K |
| De Lange BobGroup President · 98 transactions | — | 86.0K | 440.4K | 2.1K | 265.5K |
| Lavin Richard PGroup President · 57 transactions | — | 83.4Kas of Dec 2012 | 301.3K | 405 | 156.0K |
| Rapp Edward JGroup President · 74 transactions | — | 73.3Kas of May 2015 | 396.4K | — | 250.8K |
| Bonfield Andrew R JCFO Emeritus · 73 transactions | — | 68.6K | 386.4K | — | 85.7K |
| Ainsworth William PGroup Pres. thru 12/31/2020 · 12 transactions | — | 67.8Kas of Jan 2021 | 127.9K | — | 12.0K |
| Bussell Rodney LVice President · 2 transactions | — | 60.7Kas of Feb 2006 | 60.0K | — | 60.0K |
| Johnson Denise CGroup President · 107 transactions | — | 60.6K | 619.1K | 3.5K | 445.5K |
| Western Donald GVice President · 6 transactions | — | 55.7Kas of Nov 2005 | — | — | 2.5K |
| Goode David RDirector · 22 transactions | — | 55.1Kas of Mar 2013 | 68.6K | — | — |
| Osborn William ADirector · 27 transactions | — | 54.2Kas of Mar 2021 | 67.2K | 2.0K | 5.0K |
| Calhoun David LDirector · 14 transactions | — | 49.8Kas of Jun 2023 | 17.5K | 30.0K | — |
| Pellette Thomas AGroup President · 27 transactions | — | 49.2Kas of Feb 2019 | 222.9K | — | 174.2K |
| Fassino Anthony D.Group President · 67 transactions | — | 48.4K | 196.2K | — | 95.4K |
| Rust Edward B JrDirector · 68 transactions | — | 47.4Kas of Jun 2022 | 54.3K | 3.0K | 722 |
| Creed Joseph EChief Executive Officer · 49 transactions | — | 46.3K | 122.2K | — | 70.8K |
| Buda James BExecutive Vice President · 47 transactions | — | 45.5Kas of May 2017 | 488.8K | — | 367.1K |
| Bahaj Ali MVice President · 2 transactions | — | 44.0Kas of Feb 2006 | 13.9K | — | 25.6K |
| Williams Robert TVice President · 5 transactions | — | 42.3Kas of Feb 2006 | 12.6K | — | — |
| Fife Eugene VDirector · 24 transactions | — | 40.8Kas of Jan 2013 | 26.4K | 2.0K | — |
| Schena Christiano VVice President · 5 transactions | — | 40.8Kas of Jan 2006 | 34.5K | — | 27.0K |
| Epley Kyle JosephChief Financial Officer · 1 transaction | — | 40.0K | 515 | — | — |
| Burritt David BV.P./Chief Financial Officer · 21 transactions | — | 39.0Kas of Jun 2010 | 53.4K | — | 48.5K |
| Murphy Daniel MVice President · 4 transactions | — | 36.6Kas of Jan 2006 | 28.5K | — | 33.2K |
| Halverson Bradley MGroup President & CFO · 74 transactions | — | 35.8Kas of Feb 2018 | 370.8K | — | 296.6K |
| Palmer GeraldVice President · 8 transactions | — | 34.8Kas of Jan 2006 | 65.9K | — | 72.5K |
| Charter Robert BGroup President · 2 transactions | — | 31.9Kas of Feb 2018 | 13.5K | — | — |
| Dillon John TDirector · 8 transactions | — | 31.8Kas of Jan 2011 | 32.0K | — | 12.0K |
| Long Suzette MCLO/General Counsel · 69 transactions | — | 29.4Kas of Jun 2023 | 243.6K | — | 136.5K |
| Younessi RaminGroup President · 17 transactions | — | 29.3Kas of Nov 2020 | 88.7K | — | 51.6K |
| Parker Gordon RDirector · 2 transactions | — | 27.9Kas of Jun 2006 | 8.0K | — | — |
| Fellin PaoloVice President · 4 transactions | — | 25.6Kas of Feb 2006 | 13.0K | — | 9.4K |
| Bozeman David PSenior Vice President · 6 transactions | — | 25.6Kas of May 2016 | 167 | — | — |
| Curfman Christopher CVice President · 2 transactions | — | 21.5Kas of Feb 2006 | 5.4K | — | 5.4K |
| Smith Joshua TDirector · 7 transactions | — | 21.2Kas of Oct 2007 | 25.0K | — | 17.0K |
| Heller John SVice President · 4 transactions | — | 18.3Kas of Feb 2006 | 20.0K | — | 13.1K |
| Blount W FrankDirector · 6 transactions | — | 18.0Kas of Feb 2010 | 24.0K | — | 16.0K |
| Powell Charles DDirector · 111 transactions | — | 17.7Kas of Dec 2013 | 32.0K | — | 10.7K |
| Adams Kent MVice President · 4 transactions | — | 17.4Kas of Feb 2006 | 8.3K | — | 6.4K |
| Shurman Rodney MichaelGroup President · 11 transactions | — | 16.7K | 11.7K | — | 9.7K |
| Smith Joshua IDirector · 11 transactions | — | 16.0Kas of Mar 2013 | 17.6K | — | 18.4K |
| Johnson Cheryl HChief Human Resources Officer · 33 transactions | — | 15.5Kas of Mar 2025 | 100.9K | — | 63.7K |
| Fisher Steven LVice President · 3 transactions | — | 15.4Kas of Jan 2006 | 13.6K | — | 10.0K |
| Greene Jesse J JrDirector · 10 transactions | — | 14.9Kas of Mar 2017 | 8.8K | 4.0K | — |
| Reed Debra LDirector · 12 transactions | — | 13.2K | 10.5K | — | — |
| Bell Mary HVice President · 4 transactions | — | 13.1Kas of Jan 2006 | 8.6K | — | 5.1K |
| Muilenburg Dennis ADirector · 10 transactions | — | 13.0Kas of Mar 2019 | 9.9K | 3.1K | — |
| Pflederer Mark RVice President · 2 transactions | — | 12.6Kas of Jan 2006 | 12.0K | — | 12.0K |
| Brazil John RDirector · 19 transactions | — | 11.4Kas of May 2011 | 63.4K | — | 53.2K |
| Kaiser JasonGroup President · 38 transactions | — | 9.7K | 44.2K | — | 22.6K |
| Copeland Jananne A.Chief Accounting Officer · 44 transactions | — | 9.5Kas of Feb 2019 | 47.9K | — | 33.5K |
| Fosler Gail DDirector · 3 transactions | — | 8.5Kas of Aug 2009 | 8.0K | — | — |
| MacLennan DavidDirector · 18 transactions | — | 8.4K | 4.1K | 4.2K | — |
| Wilkins Rayford JrDirector · 10 transactions | — | 8.4K | 7.6K | — | — |
| White Miles DDirector · 24 transactions | — | 8.4Kas of Mar 2022 | 12.7K | 1.0K | — |
| Owens DerekChief Legal Officer · 13 transactions | — | 8.2K | 7.7K | — | — |
| Mayo William DVice President · 8 transactions | — | 7.9Kas of Feb 2006 | 32.6K | — | 25.1K |
| Huntsman Jon M JrDirector · 5 transactions | — | 6.9Kas of Mar 2017 | 6.9K | — | — |
| Schwab Susan CDirector · 52 transactions | — | 6.2K | 21.1K | — | 2.3K |
| Ayotte KellyDirector · 7 transactions | — | 6.1Kas of Jun 2023 | 5.9K | — | — |
| Dickinson Daniel MDirector · 28 transactions | — | 4.7Kas of Dec 2024 | 22.2K | 3.0K | 16.8K |
| Fish James C JrDirector · 10 transactions | — | 4.2K | 1.9K | — | — |
| Johnson GeraldDirector · 11 transactions | — | 3.9K | 3.3K | 500 | — |
| Pambianchi Christine MChief Human Resources Officer · 3 transactions | — | 3.1K | 3.3K | — | — |
| Marks Judith FranDirector · 4 transactions | — | 1.9K | 1.9K | — | — |
| Marvel Gary MichaelChief Accounting Officer · 23 transactions | — | 1.6Kas of Feb 2022 | 27.4K | — | 26.5K |
| Keene Nazzic SDirector · 2 transactions | — | 728 | 693 | — | — |
| Schaupp William EChief Accounting Officer · 18 transactions | — | 530 | 4.1K | — | 3.5K |
Select a row to see that insider’s individual transactions. Sum of the holdings confirmed in the 12 months before this insider's last filing. A Form 4 reports a holding per line — held directly, or through a named trust, partnership or foundation, and in each share class separately — never a person’s total. Lines not restated in that time are left out and shown apart: an active filer restates what they still hold, so a line they did not restate is more often an entity since renamed, whose shares a successor line reports too. An amber marker means some were left out.
Net open-market activity over all recorded history: -3.33M shares. Grants, option exercises and tax withholding are excluded — they are compensation mechanics, not decisions to buy or sell.