13F filing recap · Q4 2020

What did Ariel Investments buy in Q4 2020?

Reported stock-position changes between this filing and the previous one. US-listed stocks across every Ariel-managed account, including accounts that belong to no fund below.

Stock value

$8.88B

Positions

140

Estimated turnover

15.2%

Turnover is a proxy: verified trade-origin share changes valued at period-end and divided by average reported stock value. SEC holdings reports do not disclose execution dates or prices. Corporate actions and unreconciled activity are excluded.

New positions

NOVNov Inc.$20.27Mreported value+1.48M shares TURN180 Degree Capital Corp.$5.15Mreported value+2.32M shares ALCOAlico, Inc.$1.89Mreported value+60.9K shares AZNAstrazeneca Plc$1.32Mreported value+26.4K shares IWSiShares Trust$231.0Kreported value+2.4K shares GLAEGlassbridge Enterprises, Inc.$110.0Kreported value+2.2K shares

Increased positions

BIDUBaidu, Inc.$633.71Mreported value+81.7K shares+2.9%NVSTEnvista Holdings Corporation$238.75Mreported value+187.7K shares+2.7%LAZLazard, Inc.$234.40Mreported value+39.2K shares+0.7%IPGThe Interpublic Group of Companies, Inc.$229.13Mreported value+159.6K shares

Reduced positions

PMPhilip Morris International Inc.$365.02Mreported value-158.7K shares-3.5%MSFTMicrosoft Corporation$316.55Mreported value-152.1K shares-9.7%MATMattel Inc /de/$277.92Mreported value-1.29M shares-7.5%NTRSNorthern Trust Corp$160.13Mreported value-52.0K shares

Exited positions

GNRCGenerac Holdings Inc.$44.94Mprior reported value-232.1K shares-100.0%CHLChina Mobile Limited$17.12Mprior reported value-532.3K shares-100.0%NOVNov Inc.$14.26Mprior reported value-1.57M shares-100.0%CCLCarnival Corporation Ltd.$8.17Mprior reported value-538.0K shares